
Research Facilities Development
Fund
Application Guidelines
The Research Facilities
Development Fund supports the improvement, renovation and construction
of research facilities at the University, as well as the acquisition
of major items of equipment used in support of research. The Fund
is designed to assist schools to develop new research initiatives
or to renew important existing research programs. Priority is given
to projects that advance the academic priorities and strategic plans
of the School and University.
Applications to the Fund are
made by Deans. Where feasible, Deans are requested to have applications
made for external funding simultaneously with their requests to
the Fund. The Fund would prefer to guarantee funding, rather than
make outright grants, in the expectation that some projects for
which funding is requested will attract outside support. Preference
will be given to schools actively engaged in sponsored research.
Proposals (original
and 5 copies) should be submitted by November 1 of each year to
the Office of
the Vice Provost for Research (118 CH/6303). They should be
concise and must follow this outline.
1.School/Resource Center/Administrative
Division
2. Project identification
3. Location
4. Relevant background information
5. Scope, including
- A summary statement of what will be done;
- Rationale for project;
- Programmatic description of research activities
to take place in facility;
- Impact on research potential of school
6. Relation to School's Strategic Plan and Academic
Priorities, and value added
7. Documentation of feasibility
and estimated cost (see below)
8. Proposed alternative or shared source(s) of
funds if any
9. Timing
10. Contact person
Planning, implementation, and
followup
1. Feasibility and estimated
costs. All Schools and Institutes submitting proposals that
have space implications must have already completed PENNSPACE capital
project planning forms. A copy of the completed forms, copies of
cost estimates, and detailed descriptions on construction and/or
renovation plans must be included with each copy of the application
to the Fund. It is expected that projects involving facilities renovations
will have been reviewed by the office of the Vice President for
Facilities at the time of submission (Omar Blaik), so that the feasibility
of the plan has been certified and the estimated cost confirmed.
2. It is expected that awards
will be implemented in a timely manner, and projects initiated within
the fiscal year of the award.
3. A followup report on each award
to describe implementation status is requested by the end of the
fiscal year in which the award is made. This report should be submitted
to the office of the VPR and office of the Vice President for Facilities.
4. For example, if an award is
made in the Spring, 2006, for FY06, it is expected that the project
will be initiated if not completed within FY06, and a status report
submitted by June 30, 2006.
Primary criteria for review will include the following:
The School's active commitment to the development of Sponsored Research.
- The contribution of the proposed project to the
research and academic priorities of the School, as indicated in
the Agenda for Excellence or strategic plan. Emphasis will be
given to new or renewed research initiatives in contrast to routine
plant maintenance.
- The impact of the proposed project on the rest
of the University.
- Assurance of funding for operation of the facility
on an ongoing basis, and the amount of external funding currently
available.
- Projected amount of matching funds and/or School
contribution for the proposed project.
Other considerations include:
- The distribution of RFDF grants by school during
the last 5 years, and the use of that prior funding by each school.
- The availability of other funding sources for
each School.
- The relationship between the application and capital
budget plans for the School.
- The fiscal scale of the application, ie, whether
it can be implemented by a budget of the order of $250,000. This
suggested cap on individual awards has been set in order to maximize
the number of grants that can be awarded each year.
- The support of under-represented minorities and
women.
- The use of an open participatory process, involving
consultation with the faculty and the "Reseach Dean" within the
School, in identifying priorities and developing applications.
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